About the unit:

This course covers a range of topics relevant to those working in the financial services industry, and the compliance obligations that apply. Learn professional approaches to procedures, guidelines, policies and standards. Participate in and facilitate work team activities, understand and apply ethical and compliance requirements and develop and maintain personal competency. We delve into what these compliance obligations entail and how to apply them in principle.

Key topics include:

- Professional approaches to procedures, guidelines, policies and standards
- Participate in and facilitate work team activities
- Ethical and compliance requirements
- Develop and maintain personal competency.

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IMPORTANT INFORMATION:

Resource supplied:
- Organisational policy, procedures, legislation, regulations and codes of practice
- Specialist financial services software and data
- Common office equipment, technology, software and consumables.
- Case studies and, where available, real situations relating to payroll services.

Duration: 8 hours.